| KOTAK SMALL CAP FUND
Small cap fund - An open-ended equity scheme predominantly investing in small cap stocks
| KOTAK SMALL CAP FUND
Small cap fund - An open-ended equity scheme predominantly investing in small cap stocks

  

  
Investment Objective
The investment objective of the scheme is to generate capital appreciation from a diversified portfolio of equity and equity related securities by investing predominantly in small cap companies. There is no assurance that the investment objective of the Scheme will be achieved

The investment objective of the scheme is to generate capital appreciation from a diversified portfolio of equity and equity related securities by investing predominantly in small cap companies. There is no assurance that the investment objective of the Scheme will be achieved


Issuer/Instrument Industry/
Rating		 % to Net
Assets

Equity & Equity related
Consumer Durables 25.98
Century Plyboards (India) Ltd. 5.16
Sheela Foam Ltd 3.58
Blue Star Ltd. 3.02
Somany Ceramics Ltd. 2.91
Amber Enterprises India Ltd. 2.58
V-Guard Industries Ltd. 2.46
Orient Electric Ltd. 2.06
VIP Industries Ltd. 1.45
Dixon Technologies India Ltd. 1.44
Kajaria Ceramics Ltd. 1.32
Industrial Products 13.45
Carborundum Universal Ltd. 4.58
Supreme Industries Limited 2.73
Nilkamal Ltd 2.48
Schaeffler India Ltd 1.45
Apollo Pipes Ltd. 1.39
WPIL Ltd 0.47
Finolex Cables Ltd. 0.35
Chemicals 9.05
Galaxy Surfactants Ltd. 3.55
Laxmi Organic Industries Limited 2.13
Solar Industries India Limited 1.83
Atul Ltd. 0.99
Alkyl Amines Chemicals Ltd. 0.30
Clean Science and Technology Ltd 0.25
Software 6.31
Persistent Systems Limited 3.37
Cyient Ltd. 2.42
Happiest Minds Technologies Limited 0.52
Ferrous Metals 6.27
Ratnamani Metals & Tubes Ltd. 3.07
Shyam Metalics and Energy Ltd 1.82
APL Apollo Tubes Ltd. 1.38
Auto Ancillaries 3.02
Rolex Rings Ltd. 1.17
Sandhar Technologies Ltd. 0.89
Motherson Sumi Systems Ltd. 0.44
Varroc Engineering Ltd. 0.34
Sansera Engineering Ltd. 0.18
Cement & Cement Products 2.75
JK Cement Ltd. 1.87
The Ramco Cements Ltd 0.88
Textile Products 2.74
Lux Industries Limited 2.47
Kewal Kiran Clothing Limited. 0.27
Transportation 2.73
Blue Dart Express Ltd. 1.83
Great Eastern Shipping Company Ltd 0.90
Banks 2.46
ICICI Bank Ltd. 1.43
AU Small Finance Bank Ltd. 0.90
RBL Bank Ltd 0.13
Construction 2.29
Mahindra Lifespace Developers Ltd 1.18
JMC Projects (India) Ltd. 0.96
G R Infraprojects Limited 0.15
Industrial Capital Goods 2.29
BEML Ltd. 1.35
Thermax Ltd. 0.94
Pesticides 1.95
P I Industries Ltd 0.98
Dhanuka Agritech Ltd. 0.97
Finance 1.89
Shriram City Union Finance Ltd. 0.98
Aavas Financiers Ltd. 0.54
Mahindra & Mahindra Financial Services Ltd. 0.37
Household Appliances 1.85
Hawkins Cooker Ltd 1.85
Pharmaceuticals 1.67
Laurus Labs Ltd 0.74
Cadila Healthcare Ltd 0.49
Torrent Pharmaceuticals Ltd. 0.44
Auto 1.60
V.S.T Tillers Tractors Ltd 1.60
Consumer Non Durables 1.59
Prataap Snacks Ltd 0.99
Heritage Foods Ltd 0.60
Construction Project 1.52
Techno Electric & Engineering Company Limited 1.52
Retailing 1.31
V-Mart Retail Ltd. 0.74
Shoppers Stop Ltd. 0.57
Oil 0.70
Hindustan Oil Exploration Company Ltd. 0.70
Fertilisers 0.61
Coromandel International Ltd. 0.61
Textiles - Synthetic 0.34
Garware Technical Fibres Ltd. 0.34
Aerospace & Defense 0.31
MTAR Technologies Ltd. 0.31
Leisure Services 0.31
Barbeque Nation Hospitality Ltd. 0.31
Capital Markets 0.18
UTI Asset Management Company Ltd 0.18
Equity & Equity Related - Total 95.17
Triparty Repo 5.25
Net Current Assets/(Liabilities) -0.42
Grand Total 100.00

Note: Large Cap, Midcap, Small cap and Debt and Money Market stocks as a % age of Net Assets: 2.80%, 24.60%, 67.77% & 4.83.


Systematic Investment Plan (SIP) If you had invested Rs 10,000 every month
Monthly SIP of (₹) 10000 Since Inception 10 years 7 years 5 years 3 years 1 year
Total amount invested (Rs) 20,00,000 12,00,000 8,40,000 6,00,000 3,60,000 1,20,000
Total Value as on Sep 30, 2021 (Rs) 1,14,47,473 41,65,267 20,07,280 12,71,162 7,40,654 1,72,528
Scheme Returns (%) 18.59 23.52 24.47 30.59 53.02 90.24
NIFTY Smallcap 100 (TRI) Returns (%) 13.04 16.33 17.07 21.54 42.88 81.62
Alpha 5.55 7.19 7.40 9.05 10.14 8.62
NIFTY Smallcap 100 (TRI) (Rs)# 66,05,090 28,24,611 15,43,342 10,24,148 6,53,552 1,67,880
Nifty 50 (TRI) (Rs)^ 71,81,643 27,76,321 15,57,857 10,01,496 5,46,294 1,49,745
Nifty 50 (TRI) Returns (%) 13.89 16.01 17.34 20.62 29.08 49.08
Scheme Inception : - February 24,2005. The returns are calculated by XIRR approach assuming investment of Rs10,000/- on the 1st working day of every month. XIRR helps in calculating return on investments given an initial and final value and a series of cash inflows and outflows and taking the time of investment into consideration. Since inception returns are assumed to be starting from the beginning of the subsequent month from the date of inception. # Benchmark ; ^ Additional Benchmark
TRI – Total Return Index, In terms of SEBI circular dated January 4, 2018, the performance of the scheme is benchmarked to the Total Return variant (TRI) of the Benchmark Index instead of Price Return Variant (PRI).
Alpha is difference of scheme return with benchmark return

NAV
Reg-Plan-IDCW Rs69.7440
Dir-Plan-IDCW Rs78.5400
Growth optionRs159.8650
Direct Growth optionRs178.8100

Available Plans/Options

A) Regular Plan B) Direct Plan
Options: Payout of IDCW, Reinvestment of IDCW & Growth (applicable for all plans)


Fund Manager Mr. Pankaj Tibrewal*
BenchmarkNIFTY Smallcap 100 TRI
Allotment dateFebruary 24, 2005
AAUMRs5,865.78 crs
AUMRs5,969.44 crs
Folio count3,02,262

IDCW Frequency

Trustee's Discretion


Ratios
Portfolio Turnover13.08%
$Beta0.85
$Sharpe ##1.06
$Standard Deviation27.59%
(P/E) 43.74
P/BV 5.22
IDCW Yield 0.55
Source: $ ICRA MFI Explorer.

Minimum Investment Amount

Initial Investment: Rs5000 and in multiple of Rs1 for purchase and for Rs0.01 for switches
Additional Investment: Rs1000 & in multiples of Rs1
Ideal Investments Horizon: 5 years & above


Load Structure

Entry Load: Nil. (applicable for all plans)
Exit Load:
a) For redemption / switch out of upto 10% of the initial investment amount (limit) purchased or switched in within 1 year from the date of allotment: Nil.
b) If units redeemed or switched out are in excess of the limit within 1 year from the date of allotment: 1%
c) If units are redeemed or switched out on or after 1 year from the date of allotment: NIL


Total Expense Ratio**

Regular: 1.95%; Direct: 0.47%


Data as on September 30, 2021

Fund


Benchmark
This product is suitable for investors who are seeking*:
  • Long term capital growth
  • Investment in equity & equity related securities predominantly in small cap Stocks.

* Investors should consult their financial advisers if in doubt about whether the product is suitable for them.

## Risk rate assumed to be 3.49% (FBIL Overnight MIBOR rate as on 30th September 2021).**Total Expense Ratio includes applicable B30 fee and GST.
* For Fund Manager experience, please refer 'Our Fund Managers'
For last three IDCW, please refer 'Dividend History'.
For scheme performance, please refer 'Scheme Performances'