| KOTAK SMALL CAP FUND
An open ended equity scheme predominantly investing in small cap stocks
| KOTAK SMALL CAP FUND
An open ended equity scheme predominantly investing in small cap stocks

   

   
Investment Objective
The investment objective of the scheme is to generate capital appreciation from a diversified portfolio of equity and equity related securities by investing predominantly in small cap companies. However, there is no assurance that the objective of the scheme will be achieved.

The investment objective of the scheme is to generate capital appreciation from a diversified portfolio of equity and equity related securities by investing predominantly in small cap companies. However, there is no assurance that the objective of the scheme will be achieved.


Issuer/Instrument
% to Net
Assets

Equity & Equity related
Healthcare Services 14.27
ASTER DM HEALTHCARE LTD 4.29
VIJAYA DIAGNOSTIC CENTRE PVT 4.21
KRISHNA INSTITUTE OF MEDICAL 3.25
Metropolis Healthcare Ltd. 1.89
SURAKSHA DIAGNOSTIC LTD 0.63
Auto Components 9.23
Sansera Engineering Ltd. 4.15
MINDA CORPORATION LIMITED 2.39
Schaeffler India Ltd 1.04
ROLEX RINGS LTD. 0.72
Sandhar Technologies Ltd. 0.57
SPR AUTO TECHNOLOGIES LIMITED 0.36
Consumer Durables 9.06
Century Plyboards (India) Ltd. 2.25
V-Guard Industries Ltd. 1.41
BLUE STAR LTD. 1.03
Crompton Greaves Consumer Electricals Ltd 0.99
SOMANY CERAMICS LTD. 0.80
Hawkins Cooker Ltd 0.73
Orient Electric Ltd. 0.72
CELLO WORLD LTD. 0.59
Sheela Foam Ltd 0.54
Industrial Products 7.05
HAPPY FORGINGS LTD 1.95
Carborundum Universal Ltd. 1.34
R R KABEL LTD 1.31
Ratnamani Metals & Tubes Ltd. 1.27
BANSAL WIRE INDUSTRIES LIMITED 0.74
WPIL LTD 0.44
Retailing 6.83
V-Mart Retail Ltd. 1.51
Medplus Health Services Ltd. 1.22
VISHAL MEGA MART LIMITED 1.18
AVENUE SUPERMARTS LTD. 1.11
SWIGGY LTD 0.97
Shoppers Stop Ltd. 0.84
Finance 6.44
FIVE STAR BUSINESS FINANCE LTD 2.12
SHRIRAM FINANCE LTD. 2.03
APTUS VALUE HOUSING FINANCE 1.43
HOME FIRST FINANCE CO INDIA 0.86
Banks 5.79
ICICI Bank Ltd. 1.95
Axis Bank Ltd. 1.44
Ujjivan Small Finance Bank Ltd. 1.37
KARUR VYSYA BANK LTD. 1.03
Pharmaceuticals and Biotechnology 5.03
Ajanta Pharma Ltd. 1.99
Alembic Pharmaceuticals Ltd. 1.45
MANKIND PHARMA LTD 0.98
TORRENT PHARMACEUTICALS LTD. 0.61
Construction 4.96
KALPATARU PROJECTS INTERNATIONAL LIMITED 2.54
TECHNO ELECTRIC & ENGINEERING COMPANY LIMITED 1.82
G R Infraprojects Limited 0.60
Realty 3.58
BRIGADE ENTERPRISES LIMITED 1.83
Mahindra Lifespace Developers Ltd 1.09
MAX ESTATES LIMITED 0.66
Capital Markets 3.38
KFIN TECHNOLOGIES LTD. 1.54
360 ONE WAM LTD. 1.23
ANGEL ONE LIMITED 0.47
ANAND RATHI SHARE AND STOCK BROKERS LIMITED 0.14
IT - Services 2.92
CYIENT LTD. 1.81
SAGILITY INDIA LTD. 1.11
Industrial Manufacturing 2.58
ADITYA INFOTECH LIMITED 1.47
INDO-MIM LTD 1.11
Agricultural, Commercial and Constr 2.44
BEML LTD. 1.44
V.S.T Tillers Tractors Ltd 1.00
Textiles and Apparels 2.19
Garware Technical Fibres Ltd. 1.96
Kewal Kiran Clothing Limited. 0.23
Chemicals and Petrochemicals 1.72
JUBILANT INGREVIA LTD 1.24
Atul Ltd. 0.48
Agricultural Food and other Product 1.53
Balrampur Chini Mills Ltd. 1.53
Insurance 1.47
ICICI LOMBARD GENERAL INSURANCE COMPANY LTD 0.96
MEDI ASSIST HEALTHCARE SERVICES LIMITED 0.51
Transport Services 1.40
Blue Dart Express Ltd. 0.97
SHADOWFAX TECHNOLOGIES LIMITED 0.43
Leisure Services 1.32
DEVYANI INTERNATIONAL LIMITED 1.32
Telecom - Services 1.09
BHARTI HEXACOM LTD. 1.09
IT - Software 1.03
CAPILLARY TECHNOLOGIES 0.58
HEXAWARE TECHNOLOGIES LTD. 0.45
Cement and Cement Products 0.81
JK Cement Ltd. 0.81
Commercial Services and Supplies 0.79
CMS INFO SYSTEMS LTD 0.79
Power 0.79
ACME SOLAR HOLDINGS LTD. 0.79
Fertilizers and Agrochemicals 0.66
Dhanuka Agritech Ltd. 0.66
Entertainment 0.59
PVR INOX LIMITED 0.59
Other Consumer Services 0.10
PHYSICSWALLAH LIMITED 0.10
Equity & Equity related - Total 99.05
Triparty Repo 1.05
Net Current Assets/(Liabilities) -0.10
Grand Total 100.00

Systematic Investment Plan (SIP) If you had invested Rs 10,000 every month
Monthly SIP of (₹) 10000 Since Inception 10 years 7 years 5 years 3 years 1 year
Total amount invested (₹) 25,90,000 12,00,000 8,40,000 6,00,000 3,60,000 1,20,000
Total Value as on August 31, 2026 (₹) 2,07,99,464 30,67,444 16,48,855 8,22,135 4,13,148 1,33,497
Scheme Returns (%) 16.57 17.86 18.93 12.56 9.16 21.55
NIFTY Smallcap 250 (TRI) Returns (%) NA 17.89 21.54 16.46 10.65 21.05
Alpha* NA -0.04 -2.61 -3.90 -1.49 0.50
NIFTY Smallcap 250 (TRI) (₹)# NA 30,73,564 18,09,390 9,04,998 4,22,258 1,33,191
Nifty Smallcap 100 (TRI) Returns (%) 13.36 16.72 20.90 17.29 12.22 25.44
Alpha* 3.21 1.14 -1.97 -4.73 -3.06 -3.90
Nifty Smallcap 100 (TRI) (₹)# 1,34,56,306 28,84,731 17,68,715 9,23,687 4,32,012 1,35,856
Nifty 50 (TRI) (₹)^ 1,11,17,433 21,89,167 12,39,085 7,22,180 3,77,607 1,18,045
Nifty 50 (TRI) Returns (%) 11.93 11.56 10.92 7.35 3.13 -3.01
Scheme Inception : - February 24,2005. The returns are calculated by XIRR approach assuming investment of ₹10,000/- on the 1st working day of every month. Since Inception returns are assumed to be starting from the inception date of the Scheme and calculated accordingly. XIRR helps in calculating return on investments given an initial and final value and a series of cash inflows and outflows and taking the time of investment into consideration. The SIP performance details provided herein are of Regular Plan - Growth Option Different plans have different expense structure. # Benchmark; ^ Additional Benchmark. TRI – Total Return Index, In terms of Para no 7.23 of SEBI Master Circular no. HO/24/13/11(1)2026-IMD-POD-1/I/7602/2026 dated March 20, 2026, the performance of the scheme is benchmarked to the Total Return variant (TRI) of the Benchmark Index instead of Price Return Variant (PRI). Alpha is difference of scheme return with benchmark return. *All payouts during the period have been reinvested in the units of the scheme at the then prevailing NAV. Source: ICRA MFI Explorer.

Net Asset Value (NAV)
RegularDirect
Growth Rs279.1870Rs331.6730
IDCW Rs121.8000Rs145.6800
(as on August 31, 2026)

Available Plans/Options

A) Regular Plan B) Direct Plan
Options: Payout of IDCW, Reinvestment of IDCW & Growth (applicable for all plans)


Fund Manager* Mr. Harish Bihani
Benchmark***NIFTY Smallcap 250 TRI (Tier 1), NIFTY Smallcap 100 TRI (Tier 2)
Allotment dateFebruary 24, 2005
AAUMRs19,442.35 crs
AUMRs19,678.75 crs
Folio count9,76,819

IDCW Frequency

Trustee's Discretion


Ratios
Portfolio Turnover20.68%
$Beta0.85
$Sharpe ##0.41
$Standard Deviation19.41%
^^(P/E) 37.53
^^P/BV 3.92
Source: $ICRA MFI Explorer, ^^Bloomberg

Market Capitalisation*
Large Cap7.14%
Mid Cap15.57%
Small Cap76.34%
Debt & Money Market0.95%

*% of Net Asset

Minimum Investment Amount

Initial & Additional Investment
• Rs100 and any amount thereafter
Systematic Investment Plan (SIP)
• Rs 100 and any amount thereafter

Ideal Investments Horizon

• 5 years & above


Load Structure

Entry Load: Nil. (applicable for all plans)
Exit Load:
• For redemption / switch out of upto 10% of the initial investment amount (limit) purchased or switched in within 1 year from the date of allotment: Nil.
• If units redeemed or switched out are in excess of the limit within 1 year from the date of allotment: 1%
• If units are redeemed or switched out on or after 1 year from the date of allotment: NIL.


Expense Ratio**
Regular Plan: 1.67%
Direct Plan: 0.59%

Data as on 31st August, 2026 unless otherwise specified.

Folio Count data as on 31st July 2026.

Fund


Benchmark - Tier 1 : NIFTY Smallcap 250 TRI
Benchmark - Tier 2 : Nifty Smallcap 100 TRI

This product is suitable for investors who are seeking*:
  • Long term capital growth
  • Investment in equity & equity related securities predominantly in small cap Stocks.

* Investors should consult their financial advisors if in doubt about whether the product is suitable for them.

For latest Riskometer, investors may refer to an addendum issued or updated on website at www.kotakmf.com


***As per para 7.2 of SEBI Master circular no. HO/24/13/11(1)2026-IMD-POD-1/I/7602/2026 dated March 20, 2026 The first tier benchmark is reflective of the category of the scheme and the second tier benchmark is demonstrative of the investment style / strategy of the Fund Manager within the category.
## Risk rate assumed to be 5.24% (FBIL Overnight MIBOR rate as on 31st August 2026). **The expense ratio disclosed above represents the Base Expense Ratio (BER), including applicable statutory levies on expenses forming part of the BER, but excludes brokerage, transaction costs and related statutory levies. For Total Expense Ratio including brokerage, transaction cost and related statutory levies please refer our website: https://www.kotakmf.com/Information/TER.
* For Fund Manager experience, please refer 'For Regular Plan' & 'For Direct Plan'
For last three IDCW, please refer 'Dividend History'.
For scheme performance, please refer 'For Regular Plan' & 'For Direct Plan'